Job Description
In House Counsel Jobs New York | JDHuntr 42566 Regulatory Investigator, Lenexa, KS
To apply go to JDHuntr.com
Conduct focused investigations of trading activities on the Exchanges to detect possible violations of Exchange Rules, By-Laws, and interpretations and policies, and the SEC rules and regulations thereunder, or other improper activities. Independently manage investigations from inception to conclusion and completing investigation steps in a timely manner that meet expected guidelines. Build and maintain a thorough understanding of the Exchanges trading and regulatory environments, as well as the broader securities industry, in areas such as markets, products, relevant rules and regulations, technologies and systems, processes and operational methodologies, and investigative techniques, while contributing in the creation of new investigative processes that address potential regulatory concerns
in house jobs, go in house with jdhuntr in house jobs, in house jobs California, in-house jobs CA, in house counsel jobs DC, in house counsel jobs Florida, in house counsel jobs NY, in-house legal jobs, legal jobs Los Angeles, legal jobs New York, legal jobs, law jobs, corporate counsel jobs, corporate lawyer jobs, general counsel jobs, lawyer jobs California, in-house jobs TX, in-house jobs NJ, in-house jobs IL, in-house jobs San Francisco, in-house jobs GA
Employment Type: Full-Time
Job Tags
Full time,
Similar Jobs
Synchrony Pharmacy Indianapolis
Job Description Overview: Careers close to home and your heart Since our founding in 1997, weve been making long-term care better for our residents and more rewarding for our team members. Were a Fortune Best Places to Work in Aging Services, a certified Great...
Language Trainers
...Language Trainers is a successful language training company working with freelance teachers of 70 different languages in hundreds of towns... ...Reference number:1057086 We might have a job for you as a Russian teacher. One of our clients in Birmingham (Alabama) would like...
OptiMindHealth
...Physician Liaison / Outreach Coordinator Position Requirement: Part-Time FLSA Status: Non-Exempt Location: Arlington , MA Join a leading clinician-led behavioral health company today! OptiMindHealth (OMH) is expanding and seeking compassionate professionals...
Carvana
...Reconditioning Lead and Manager populations by supporting Development Plans and providing regular competency-based feedback.Embody Carvana values through effective leadership, teamwork, and communication on the shop floor.Uphold Carvana operating standards and...
AllJobs
About the job Remote * Work From Home * Data Entry ClerkRemote Work From Home Data Entry Clerklooking to hire a Data Entry Clerk... ...and create a digital content.QualificationsNo previous experience necessaryHigh school diploma or GED requiredExcellent typing...