We're currently seeking an additional Compliance Officer to join our team. In this role, you'll provide regulatory compliance services to client broker-dealers, including establishing processes. The ideal candidate will have prior experience and hold active FINRA Series 7 & 24 licenses. This role reports to our Director of Growth and Operations.
Compliance Exchange Group (CXG) is the market leader in providing comprehensive turn-key services for Broker Dealers, including CMA / NMA services, buying, selling, and building Broker Dealers. We are the architects responsible for building successful firms for our clients, including principal outsourcing at all levels such as CCO, FINOP, and CEO, as well as developing regulatory compliance systems to meet FINRA, SEC, state, and federal requirements.
We are passionate about our work and are on a growth trajectory. CXG is composed of professionals dedicated to building and maintaining broker-dealers. We offer a fully remote work environment, a company culture that encourages personal and professional development, and a healthy work-life balance. Our benefits include competitive compensation, flexible work schedules, PTO, 401(k) with employer contributions, performance-based bonuses, opportunities for growth, and more!
This role is available as both a W2 and 1099 opportunity, with a compensation range of $40-$60 per hour.
This is a remote position.
#J-18808-Ljbffr...Respiratory Therapist Traveler Nights at UCHealth summary: A Respiratory Therapist Traveler Nights provides specialized respiratory care during night shifts, applying evidence-based practices and collaborating with multidisciplinary teams to improve patient outcomes...
...committed to the highest safety and sanitation practices, including ensuring team member wellness and maintaining clean restaurants. As a busser, you play an essential role in delighting and serving our guests while keeping our restaurants spotless, sanitized and safe...
...months of employment One year of acute care experience Address 1225 Wilshire Boulevard Salary 51.54-77.52 Shift Nights Zip Code 90017 By applying, you consent to your information being transmitted by Veritone to the Employer, as data...
...size around 12 to 16 students.- Teaching role is homeroom English teacher with other three Chinese teachers.( lead teacher,TA and nursery.)JOB Benefits: 1) Work visa provided 2) Paid Chinese holidays,up to 11 days and 5 days paid anual holidays per year.3) Health...
...medical records for specific criteria and validation of specific code year sets submitted from selected organizations to government... ...employee up to 40 hours per week (flexible scheduling). This is a remote position. About the Ro leThe medical records analyst is...